Financial market regulation

The financial markets are subject to some of the most complex and dynamic regulations in the world. Kaiser Odermatt & Partner AG advises financial institutions, asset managers, trustees, fund providers, as well as companies and private individuals on all matters relating to Swiss financial market regulation.

Topics

  • Licensing and supervisory procedures with FINMA
  • Questions of regulatory affiliation
  • Regulatory requirements under the Banking Act (BankG), FINIA, FinSA, and AMLA
  • Fintech

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